Astral Codex Ten - Consciousness As Recursive Reflections
[Editor’s note: I accept guest posts from certain people, especially past Book Review Contest winners. Daniel Böttger, who wrote last year’s review of On The Marble Cliffs, has finally taken me up on this and submitted this essay. I don’t necessarily agree with or endorse all guest posts, and I’m still collecting my thoughts (ha!) on this one.] Nobody knows for sure how subjective experiences relate to objective physics. That is the main reason why there are serious claims that not everything is physics. It has been called “the most important problem in the biological sciences”¹, “the last frontier of brain science”², and “as important as anything that can possibly exist”³ as well as “core to” all value and ethics. So, let’s solve that in a blog post. Don’t worry, Scott hasn’t gone megalomaniacal. My name is Daniel Böttger. A few of you know me as the author of the Seven Secular Sermons. Most of you have seen my review of On the Marble Cliffs, which won me the right to pitch Scott this guest post. You came here to read Scott. Why would you stay around for this? Three reasons:
What we talk about when we talk about qualiaThe study of consciousness has differentiated its subject matter into the parts that can be studied normally (like wakefulness and complicated information processing juggling multiple bits of information, which in humans seems to require consciousness) from the weird part where there’s no consensus even on what would be the right questions to ask: subjective experience, a.k.a. “phenomenal” consciousness. Phenomenal consciousness has been further refined into the concept of qualia (singular: quale) which are individual instances of subjective experience, of information (such as the taste of a food) being not only information known and processed, but also experienced, felt consciously. There is much disagreement on how qualia should be defined. There are common shorthands, “what it is like” or “the way things seem to us”, but when two people talk about qualia, these shorthands are too vague to help them to rule out the possibility they’re talking about different things. Still, the concept can be fleshed out with a list of characteristics qualia have. I would start with a few basic ones that receive little attention in the philosophical literature because they’re so obvious, or because they’re also true of information being processed unconsciously, so they’re not “special”.
Then there are the four special characteristics of qualia that distinguish it from normal unconscious information processing, given by Daniel Dennett⁵.
And here are another three, given by Thomas Metzinger⁶ as characteristics of (singular) self-awareness, translated into English and summarized into characteristics of (plural) qualia:
Three more are given as “laws of qualia” by Ramachandran and Hirstein⁷. I’d summarize them as follows:
Some authors⁸ have differentiated into several characteristics what I’d call just one, and which Scott has already written about:
In reaction to my first draft of this post, Scott gave me another one to explain:
Finally, here is one about the special case where the qualia being experienced happens to be self-referential, which will be obvious to anybody who has tried to ride a bicycle while trying to understand how they’re doing it:
Three bullets to biteFailed searches for the nature of qualia were based on certain widespread but false assumptions. The following three corollaries of this theory negate these assumptions. So they’ll seem weird.
This does not mean a statement like “I am conscious” is always false. The word “I” is a useful shorthand for whatever the sense of self happens to point to at the time. It is imprecise but more convenient to say “That idiot cut me off” rather than “That idiot cut off the car that’s driven by the person that’s saying this”. It is imprecise but more convenient to say “I’m hungry” rather than “the person saying this is experiencing hunger”. In that sense, “I” and “me” just help get to the end of the sentence more quickly. Analogously, it is much more convenient to say “I am conscious of this moment” rather than “The thought that is directing this mouth to say this sentence is conscious of this moment”.⁹ And like when you say “I’m hungry” you’re really talking about the current state of your digestive tract, when you say “I’m conscious” you’re really talking about your current thoughts. So that’s where we’ll start looking. What are thoughts?Thoughts are the processes you can introspectively notice in yourself when you deliberate, analyze, evaluate, reason, form concepts and solve problems. You can also notice similar, but simpler and briefer processes when you imagine, remember, notice, recognize or judge something or when you feel an emotion or motivation. These simpler, briefer mental events will also be called “thoughts” here. Some serious thinkers insist that thoughts are a special category of things experienced from a first-person perspective, categorically and importantly different from the brain activity observable from the third-person perspective of outside observers and brain imaging technologies. I disagree, and use “thoughts” as merely pertaining to a level of functional abstraction of “what the neurons processing this information do”, just like “the mind” overall is merely an abstraction for “what the brain does”. This is a physicalist view. Physicalist theories have two main problems.
An area that does not give physicalism such trouble is how the mind’s information processing (conscious or not) is based on neuronal activity, on neurons firing “spikes” (action potentials) of electricity at each other. There is a lot of good research on this. Mental information processing doesn’t seem possible without these electric spikes. A living human brain will contain between 9 and 200 billion spikes per second. Humans at peak performance can do many thoughts per second¹⁰, but whatever the average number is, it has to be orders of magnitude lower than billions per second. So, assuming the brain doesn’t just waste energy on billions of needless spikes, an average thought should encompass many million or several billion spikes per second¹¹. So these have to be “somehow” organized into a pattern of correlated neuronal firing activity. Patterns of spikes running through the same brain can meet, when they fire into each other. When that happens, they can merge. You see particular black and white pixels on this screen here (again, “thought” includes such very brief mental events as well) but they get merged into letters, words, this sentence and your understanding of this argument. You can re-focus on the particular pixel, but when you do, you re-perceive it; you can’t recall your previous perception of it, because it has merged into the thought of the letter, the word etc. But they don’t always merge. You might listen intently, e.g. if you’re waiting on an acoustic signal that you want to react to as quickly as you can. Then when you hear a sound, a thought poised to react meets another thought that comes in from the ears with the signal received there. But while you’re doing that, other neuronal patterns continue to come in from e.g. your mouth, reflecting the perceptions of your tongue. Spikes from the ears and spikes from the tongue even have to pass through the same brain structure, the thalamus. Yet the spikes from the mouth remain uninvolved in your being poised to react, as long as you maintain focus on the modality of sound. This rules out the possibility that all neurons talk to all other neurons indiscriminately. That’s a crucial problem that requires an explanation! Since
there has to be a difference between these two states of affairs. And in a physicalist framework, a distinction can’t be only at the level of abstraction of thoughts, where all sorts of rules could be postulated. The distinction must be grounded in the physical neurons that make it. Neuron ingroups and outgroupsThe pattern that holds a lot of spikes together into a thought is a neural oscillation: neurons firing along circular paths in a synchronized rhythm¹². These are commonly called brain waves and Scott has already written about them. They arise when neurons enter a circular, self-repeating pattern of activity, and fall apart as their neurons cease to maintain that pattern. A neuron that is part of one oscillation can hardly also be a part of another, so oscillations compete for neurons. Higher frequency oscillations are smaller, which makes sense because higher frequency means less time for the circular signals to travel, and smaller means less space through which they travel. Small, high frequency ones arise in response to sensory stimuli. They’re where multiple bits of information that synchronously arrive are bound together into a single representation of an object that those bits describe features of, such as its color and movement. This has been known since people like Francis Crick and Christof Koch researched it in the 1990s, and it is widely accepted, probably because it doesn’t make any claim why there would be anything like experience or qualia involved. There are also larger and therefore slower oscillations. Neuronal signal propagation has very variable speeds, but the lowest of low estimates still gives it half a meter per second, i.e. much less than a second to travel straight across the entire brain. Every thought that lasts longer than that, such as your understanding of this sentence, has to be at least a bit circular and therefore oscillatory. This includes pieces of information being “stored in working memory” i.e. maintained for seconds or longer. But the oscillation is just a pattern of interactions between many neurons, so it is itself an abstraction! A truly bottom-up explanation of how thoughts/oscillations can either merge or not merge has to answer how each individual neuron can react differently depending on whether spikes it receives are part of the same oscillation or not. I think it works like this.
This physically implements the crucial distinction between neuronal interactions within the same oscillation, and interactions beyond the same oscillation. With this grounding achieved, let’s go back up to the level of abstraction of thoughts, where I’ll call this distinction the difference between the inside and the outside of a thought. We’ll need this difference to explain why thoughts that oscillate give rise to qualia, and sometimes to self-awareness. Inside conscious thoughtsYou can notice your own mental activity. Let various thoughts arise and fall away, without engaging with them, or recognize a few as relevant or examine them for a while. Or drop some and look for new ones, either way is fine. If you have never done mindfulness meditation, it really helps to keep doing this noticing process for a minute before you go on reading. Now what is strange about that is: subjectively, it is not obvious that that which is noticing those thoughts… is itself a thought! It’s going on in the same brain as the ones it is noticing. It’s processing information just as they do: to notice something is to process information from it. It’s just as time-limited: there was a time before the noticing started, and there will be a time after. And it’s just as limited in scope, as is evident from the limit to how much it can notice simultaneously. But even examining itself thoroughly, it still seems, subjectively, to itself, very different from them! What this noticing thought notices about those other thoughts, the information from them it processes, is what they “look like” (i.e. are neurally encoded as) “from outside” (i.e. not in sync with its own rhythm). The inside view of a thought (its internal rhythmic communication) is very different, much like the insides of cars, cartwheels and cardiologists look very different from their outsides. Each thought does not notice its own outside, so it can’t easily notice resemblances to the outsides of other thoughts, so it’s not obvious to itself that it is itself just another thought. Again, this is just at the level of abstraction. What is really happening is:
If this is the nature of qualia, all their characteristics should follow from it. Time for the payoff! The first three characteristics follow from how qualia are information being processed.
The aspects of the specialness of qualia follow from how they are processed in their own way.
The next three are focused on self-awareness, i.e. the special self-referential and recursive case. Here the oscillation is not just processing qualia, but processing the fact that it is processing the qualia of how it is processing qualia etc. In doing so, it recognizes true aspects of this state of affairs:
The “laws of qualia” seem obvious:
And the last three:
So qualia arise out of neuronal information processing much like biology arises out of chemistry. When chemical reaction chains build each other, they can achieve self-replication. When neuronal activities reflect each other, they can achieve self-reflection. Many processes that know each other become one process that knows itself. From the information processing angle, oscillations that can maintain bits of information have internal working memory, which is the only thing that non-oscillating neuronal activities lack in order to fit the definition of nondeterministic Turing machines. (The IT people among you should grok this immediately. Everyone else may have to dedicate some study time.) From this angle, there are not one, but two levels of information processing systems. The brain is one, obviously. But running inside the brain, oscillations/thoughts with memory are themselves additional information processing systems. It’s analogous to a physical computer system that has, running inside of it, one or more virtual machines. We have failed to locate qualia by imaging the former, because they happen in the latter. This theory of qualia applies only to biological neuronal processes. A for loop is self-referential but is not a biological neuronal process, so I don’t claim it has qualia. “Surely” in the vast space of possible AI architectures, some could be designed to have phenomena that are more or less analogous, but I see no reason to believe the current LLMs do. How to test this theoryIn the late 1990s and early 2000s, there was much hope in the study of consciousness that then-new functional magnetic resonance imaging (fMRI) tools would let us look into the brain more deeply and thereby let us figure out consciousness. While science did indeed learn much more about the brain, the hope that this would help resolve the puzzle of consciousness did not pan out. But the hope wasn’t crazy: new measuring capabilities are a good reason to expect new data that can hopefully clarify matters. There is new such hope, due to another new method called EEG source analysis. Electroencephalography (EEG) puts electrodes on the scalp and measures tiny electrical currents between them. EEG is very good at temporal resolution, but for most of the century since its invention in 1924, it had almost no spatial resolution. It could tell you the differences between individual milliseconds in your electrical flow measurements, but it couldn’t tell you where in the brain the signals were coming from¹⁷. However, if you hook those EEG electrodes up to the amounts of computational power available these days, you can mathematically reconstruct quite good guesses about where in the brain the electrical signals are coming from. And that’s a game changer. This combined temporal-spatial resolution lets you localize individual neural oscillations, if they’re large enough. And that’s how you get to look at (oscillating) thoughts! There are multiple EEG source analysis algorithms. Low-Resolution Electromagnetic Tomography (LORETA) is arguably the best one at the moment. It still has low spatial resolution compared to fMRI, as it says right in the name, and it’ll remain that way. There is a strict physical limit to how much signal this method can ever get out of the noise. But it should suffice for oscillations large enough to exhibit interesting conscious phenomena like self-awareness. Here are a few falsifiable hypotheses that follow from this theory of what makes thoughts/oscillations produce qualia. Most of them could not have been tested without this new method¹⁸.
But honestly, what makes this explanation of qualia persuasive to myself is as subjective as they are. Like my introspection about my information processing makes more sense since I learned about predictive processing, so my introspection about my conscious experiences makes more sense since I understand them this way.
Will it work this way for anybody else? You tell me! Philosophically, this explanation seems to obviate alternatives to physicalism, such as idealism and dualism. This feels like a relief, because these alternatives entail metaphysical conceptions that seem to me like they aren’t paying rent. But to fully spell out and defend this general metaphysical claim is beyond the scope of this particular guest post. Please point out mistakes and how to fix them in the comments or on 𝕏, so I can be less wrong about this. Special thanks to those who have donated most such help so far: Professor Ulrich Hegerl, PhDs Lars Schuster, Idris Riahi and Robert Lehmann, and Eliezer Yudkowsky. 1 John Searle, Consciousness 2 Richard Carrier, The Bogus Idea of the Bogus Mysteries of Consciousness 3 LessWrong user Q Home, The importance of studying subjective experience 4 This is sometimes called sapience, to distinguish it from sentience, the ability to experience a quale without reflecting on it. 5 Daniel Dennett: Quining Qualia. The summaries are from the Wikipedia page on qualia. 6 Thomas Metzinger: Subjekt und Selbstmodell. 7 Ramachandran, V.S., Hirstein, W.: Three laws of qualia: what neurology tells us about the biological functions of consciousness 8 Such as Sydney Shoemaker and Thomas Szanto. 9 But it stops being true when the sense of self shifts, when you get out of the car, or when you stop distinguishing yourself from the entire flow of causality that went all the way from the big bang into the experience of this moment. 10 The best e-Athletes can enter 350 to 400 actions per minute into games like StarCraft, and that doesn’t even count perceptions that do not lead to one of those actions. 11 Why would the neural coding of a thought require so many spikes? On the one hand, there is a vast number of distinguishable thoughts, so the differences between them need to be encoded. On the other hand, neurons are noisy and unreliable, so any information processing based on them will need error correction, and information theory says that error correction requires redundancy. 12 Even individual neurons can have rhythmic activity. I’m disregarding that type of neural oscillation here, in favor of oscillations that arise in neuronal ensembles of many neurons, because conscious thoughts can process far more information than single neurons can. 13 This is a useful function of this special form of processing that explains why such a process would evolve. 14 Doing this is the core of many meditative traditions. 15 See also dual consciousness. 16 Exceptions to this are mentioned at the end of Scott’s Book Review: Surfing Uncertainty. 17 To be fair, Independent Component Analysis does reveal, roughly, where in the outermost parts of the brain some of the signal is coming from. 18 There is another new approach that also improves the intersection of spatial and temporal resolution. It combines the millimeter-scale spatial resolution of simultaneous fMRI and positron emission tomography (PET, that’s the one where you inject a radioactive tracer) with improvements of temporal resolution down to as little as 12 seconds using clever tweaks to radiotracer delivery. Currently that temporal resolution is still too long for most thoughts, but there’s ongoing development and the physical limits to improving the temporal resolution of this method are not yet established. This might end up superior to EEG source analysis, especially for studying the center of the brain. 19 E.g. Vipassana. 20 That’s a rabbit hole for another day. You're currently a free subscriber to Astral Codex Ten. For the full experience, upgrade your subscription. |
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Open Thread 338
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Your Book Review: The Family That Couldn’t Sleep
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Finalist #4 in the Book Review Contest ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
Lifeboat Games And Backscratchers Clubs
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Details That You Should Include In Your Article On How We Should Do Something About The Mentally Ill
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Open Thread 337
Monday, July 8, 2024
... ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
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